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CASS SME

Job Title: CASS SME
Contract Type: Contract
Location: Witham, Essex
Industry:
Salary: £600.00 - £750.00 per day
Start Date: ASAP!
Reference: BBBH5331
Contact Name: Kirsty McIntyre
Contact Email: kmcintyre@venquis.com
Job Published: September 05, 2016 16:26

Job Description


Looking for a CASS expert. Must have been doing CASS for the past 3 years/be a CASS subject matter expert. Will need experience working within Platforms, Fund or Wealth Management companies. Will also consider experience working at Big 4 auditors or the FCA. Investment banking experience as a last resort.


CASS industry experience should include Platform businesses or Transfer Agents, or failing that fund management companies.

Previous responsibilities desirable:


. Highly capable CASS professional with extensive experience across CASS compliance.

. Responsibility / Oversight of the Client Money Reconciliation process ensuring the Requirement was met daily and ensured compliance with the FCA's Client Money Rules.

. Responsibility / Oversight over Client Money policies and reviews to ensure compliance with the new CASS regulations.

Review and investigation of breaches and remediation actions

. Responsibility / Oversight over the CASS Resolution Pack.

. Managed technical analysis of testing, investigation and resolution with regards to the regulation.

. Responsibility / Oversight of the FCA's regulations regarding client money (CMAR) reporting.

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